Head of Compliance

LEVA is building a cutting-edge software ecosystem for private markets, integrating essential services such as legal, financial, and tax accounting within a single operating system. Our mission is to improve the efficiency of the private markets which have not experienced innovation in the past 30 years and are still full of outdated processes. The venture capital industry is where we started, working with leading venture capital firms, family offices, asset management firms and emerging managers, but 2025 is a transformative year when we will expand to multiple new asset classes.

At LEVA we are building the tools for a new breed of investors that they need to fund the winners of tomorrow. If you are eager to be part of this change, join a fast-growing and innovative company and be part of the next growth phase.

A day in the life of the Head of Compliance:

As a head of the compliance you ensure that the company stays ahead of regulatory requirements while supporting business growth. By leading inspiring the compliance team you will review new initiatives for potential risks, and advise senior management on strategic decisions. You interact with regulators and auditors, keep the board informed and proactively shape culture of integrity and transparency across the organization.

Key responsibilities:

Regulatory :

• Ensure compliance with VQF regulations and any SRO rules
• Maintain LEVA’s status as an affiliated financial intermediary
• Act as main contact for VQF and external auditors during inspections and reviews

Anti-Money Laundering :

• Supervise the Money Laundering reporting officer
• Oversee client CDD and EDD in line with the requirements
• Monitor transactions for suspicious activity
• Ensure regular AML training for the company

Risk assessment & Internal controls:

• Conduct regular compliance risk assessments and thematic reviews
• Ensure controls are in place to prevent insider trading, market manipulation and conflict of interest

Governance and reporting:

• Report to the Board of Directors and executive management on compliance matters
• Ensure proper documentation for regulatory reporting and internal audits

Training :

• Develop and deliver compliance training programs for all employees

Qualifications required:

• High level of integrity and professional ethics
• Excellent attention to detail
• Strong leadership and problem-solving abilities
• Excellent communication (verbal and written)
• Strong time management and work organization
• Proficiency in MS Office (Excel, Word, PowerPoint)
• Good knowledge of Swiss AML laws and regulations
• Fluency in German and English; other languages are an advantage

Education and Background

• At least 5 years prior experience with Compliance and/or AFC/AML in the financial intermediary sector
• Higher degree in Law or Economics (CAS or DAS are a plus)
• Domicile in Switzerland mandatory

Some of the vast rewards working here:

• A young, diverse and inclusive community that fosters innovation and creativity
• Culture of belonging, where teammates are empowered to bring ideas to the table and act
• Full support and career-development resources to expand your skills, enhance your expertise, and maximize your potential along your career journey
• Opportunity for rapid professional growth in a dynamic work environment with the chance to directly impact the company’s success
• Hybrid flexible working model

Application process:

Are you our new LEVA family member? Please submit your resume and cover letter outlining your motivation and relevant experience. Only shortlisted candidates will be contacted.

LEVA is committed to fostering a workplace where everyone has an equal chance to thrive. We welcome candidates from all backgrounds to apply, valuing the unique contributions each individual brings to our team.